been approved to establish or registered or person responsible for undertaking of foreign collective investment scheme (CIS operator) is under the supervision of such agency. Clause 2. This Notification
been [i] approved to establish or [ii] registered or [iii] managed by CIS operator being under the supervision of such agency. Clause 3 This Notification shall be applicable to a securities company
registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business
companies. “Office” means the Office of the Securities and Exchange Commission. Clause 2. This Notification shall not apply to financial institutions whose core business is under direct supervision of another
business is under direct supervision of another regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices
measures to assist the public. One of the measures is to alleviate the burden of public utility expenses, such as PWA water tariff. PWA, which is a state enterprise under the supervision of the Ministry of
alleviate the burden of public utility expenses, such as PWA water tariff. PWA, which is a state enterprise under the supervision of the Ministry of Interior, sent a letter to UU requesting assistance to
/scamalert. You can also verify service providers and authorized individuals under the SEC's supervision at www.sec.or.th/seccheckfirst or by installing the “SEC Check First” mobile application. For further