country. In the future, they might move forward to other capital market businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements
retail investors. The platform provides prices and necessary information of liquid bonds traded in secondary market as well as basic information, dealer contact details, and bond price and return
ไม่ต้องรำยงำน o กรณีที่กองทุนซื้อขำยตรำสำรหนี้ตัวเดียวกัน ผ่ำน dealer เจ้ำเดียวกัน และอยู่ ในช่วงระยะเวลำ 5 วันท ำกำร (3.4) ในกรณีที่ต้องส่งรำยงำนขึ้น Web Site โดย Link URLผ่ำน web site ของ ส ำนักงำน
the clients’ information under Paragraph 1(3) is in process, the intermediary shall provide services to the clients with regard to accepting sale orders or clearing the outstanding positions of capital
accepting sale orders or clearing the outstanding positions of capital market products in the clients’ accounts only, unless the intermediary is prohibited from accepting the sale orders or clearing the
management companies, investment unit brokerage companies; directors of the Thai BMA; directors of inter-dealer brokers (IDB); 2. Fund managers, derivatives fund managers, property fund managers
million in the same period ended September 30, 2018 due to the lower bank overdrafts and short-term loan outstanding for the three-month period financial statement ended September 30, 2019. For the three
project’s progress, the allocated amount and the outstanding balance. Such reports must be available for public access via disclosure channels such as the issuer’s website. In addition to the disclosure above
be deposited by clients as the (Unofficial Translation) Page 2 of 2 margins for their outstanding derivatives positions shall be in accordance with the minimum rate or value prescribed by the