violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved securities investment consultant

Thor. 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014, which has replaced the first two notifications above. 

been promulgated in replacement of the said two notifications.  

Asset Management Co., Ltd. failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory Board by failing to invest in debt instruments of which

of Assets, 2004 (collectively, the “Notifications on Acquisition or Disposal”), having the highest transaction value of 38.2 percent, calculated based on a total consideration value basis, based on the

(2003), and the Notifications issued by virtue of such laws regarding management in the manner of deceit, fraud, dishonesty 7 relating to offence against property, or lacking due care, loyalty or practice

/News_Detail.aspx?SECID=8185 SEC FinTech Virtual Seminar 2020 to open a new dimension for leveraging FinTech FinTech Virtual Seminar 2020 will be broadcast live via SEC Fan Page. Viewers are welcome to post questions

which they invest.  In addition, shareholders will be able to ask questions as business partners.  TIA is also the shareholders of every listed company and exercise its rights by giving proxy to the right

Notifications”). The criteria that gives the highest value of transaction is equal to 27.89 %. The calculation is based on the consolidated financial statements of the Company and TSE, which comprise the

of Assets Notifications”) the highest value of transaction is equal to 27.89 %. The calculation of the size of transactions is based on consideration basis. During the six months period before the