Notifications relating to Issuance and Offer for Sale of Securities by virtue of Securities and Exchange Act B.E. 2535 (1992). Clause 7/12 A derivatives broker shall calculate value of instrument or securities in
of the Stock Exchange of Thailand, Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets, 2004 (collectively, the “Notifications on
, have the same meaning as defined in the Notification of the Securities and Exchange Commission governing definition in the notifications relating to issuance and offering of securities issued by virtue
, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR; (2) In the case where a local securities company has a foreign securities company as a client, the
purchase, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR; (2) In the case where a local securities company has a foreign securities company as a
the Government Gazette and have become effective since 16 April 2024. ____________________Remark: * The five notifications specifying the amended regulations are: (1) Notification of the Capital
operators and the notifications issued by virtue of the said law, such person shall be deemed to have the prohibited characteristics under Clause 3(4) of the Notification of the Securities and Exchange
. Notification of the Office of the Securities and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
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