.   The Notifications regarding the amended regulations* have been published in the Government Gazette and have become effective since 16 September 2024. Mr. Anek Yooyuen, SEC Deputy Secretary-General and

the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved securities investment consultant for 4

orders, trading securities on behalf of client, and making securities trading decisions for the client's benefit without the client's orders were in violation to the Notifications of Capital Market

client?s behalf and failure to keep complete record of securities trading orders were in violation of the Notifications concerning personnel in the capital market*, the SEC therefore suspended {A} from his

performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended

securities trading was made from the client and seeking benefits from client during performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the

” in the Notification of the Securities and Exchange Commission No. KorChor. 5/2552 Re: Definitions used in the SEC’s Notifications Relating to Issuance and Offering of any Type of Debt Securities dated

of business operators to support weekly reporting of granular data per client and per securities. The notifications* concerning the amendments will take effect from 1 December 2024 onwards.**Remark

qualifications.       The Notifications* specifying the amended regulations have been published in the Government Gazette and have become effective since 16 August 2024.  Remarks: * 1. Notification of the

required to meet and maintain financial qualifications.       The Notifications* specifying the amended regulations have been published in the Government Gazette and have become effective since 16