determination of characteristics of bills deemed as securities. PP10 is therefore beyond the scope of the SEC’s supervision;     2. Further clarifying the description in the notification by 1) determining that

   18/01/1996 3. Notification of the Securities and Exchange Commission  Kor Thor. 25/2560 Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee   31/10/2017 01

e-service Online Submission Investment Advisory >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 25/2560

e-service Online Submission Derivatives Fund Manager Business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   35

. Notification of the Securities and Exchange Commission  KorChor. 9/2555 Determination of Definitions of Institutional and High Net Worth Investors   09/07/2012 01/08/2012 3. Notification of the Securities and

regarding the acquisition of assets. (Amendment) 18/10/2021 17:46 Resolutions of the Board of Directors Meeting No. 7/2021 regarding the acquisition of assets. 23/07/2021 13:47 Notification on the change a

Unofficial Translation Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market

loss of damages arising from or related to its use. ------------------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange

Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures https://www.sec.or.th/EN/pages/lawandregulations/reportpreparation.aspx English (United States) RMF reports of

announcement that the IOSCO, having considered that the Thai SEC has in place international standards of information sharing and exchange mechanism in line with the IOSCO benchmarks, had approved for the Thai