authorization. According to the conversation recorded, {B} had sent trading orders before notifying her client or sent out selling orders against of the client's instruction. {B} admitted that she had acted as
with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention
authorization from his client and made SBL trading decisions for the client when there was profit or risk with the client's account. He then informed his client via telephone with regard to the profit and loss on
and ethic as well as deny any clients? authorization to trade securities or derivatives on their behalves."
member jurisdiction to offer CIS constituted and authorised in that jurisdiction ("ASEAN CIS") to retail investors in other member jurisdictions under a streamlined authorization process. The signatories
year due to the fact that Company had mainly international client which used Dollar currency and last year Thai Baht currency was appreciation so Company had loss from exchange rate. Finance costs Net
net profit decreased by 47.88% or equal to Baht 15.60 million as compared to Baht 29.93 million which was recorded in the same quarter of 2016. For 1H17, the Company recorded the net profit of Baht
387.52 million or 1.77% from the end of prior year mainly as a result of the Company and its subsidiaries’ financial result. In 1H/2017, Cash Flow Statement showed net cash from operating activities of
) Items Quarter Variance 1/2019 1/2018 Amount (%YoY) Net interest income 1,157.6 1,209.7 (52.1) (4.3) Net non-interest income 619.1 732.6 (113.5) (15.5) Operating income 1,776.7 1,942.3 (165.6) (8.5) Other