investments on the basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient

basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information

prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information disclosure to investors. It is thus

have personnel with knowledge, capability or experience that can be of use in the undertaking of derivatives broker business, sufficient to efficiently undertake derivatives business. Clause 10

such Derivatives broker to follow accordingly. Clause 9. 8 Derivatives broker shall arrange to have personnel with knowledge, capability or experience that can be of use in the undertaking of derivatives

such Derivatives broker to follow accordingly. Clause 9.8 Derivatives broker shall arrange to have personnel with knowledge, capability or experience that can be of use in the undertaking of derivatives

about practical guidelines for giving and acceptance of gifts or other benefits for the New Year or on other occasions, and a review of employees’ knowledge of the Code of Conduct, which was circulated

one director with IT knowledge or experience, while a Risk Supervision Committee must be established to provide assistance to the Board of Directors with regard to risk supervision. 3. Approval of the

comprising the chairman of the board, executive directors, and independent directors, who have knowledge of and experience in the capital market or knowledge and experience useful for the operation of the

employing knowledge and ability as a professional under different situation, being independent in making investment decision and having diversified investment in order to reduce investment risk, etc. (2) The