following Divisions and Departments: 2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General
information in materiality for client's investment decision making. Following a report on the client's complaint filed by the Ministry of Finance, the SEC further probed into the case and found that {A} gave
. The surging price of the offshore ETF at the close market on December 30, 2011, however, resulted in irregularly high domestic mutual funds? NAV. Following the incident, the SEC in January 2012
drive up prices, and submitting buy orders during the pre-opening or closing periods to manipulate opening or closing prices. The specific instances of manipulation occurred during the following periods
Stock Exchange of Thailand on 13 March 2017 and his statement at the press conference the following day when he reassured that the foreign borrowers were unrelated to him. As a result, he is liable to
monetary policies of major developed economies move towards a tightening stance, resulting in less liquidity in global financial markets. Meanwhile, Thailand’s economic growth is also projected to slow down
falsification of accounts and financial statements, and the deceitful practices towards the public in the case of Stark Corporation Public Company Limited (STARK). The SEC is also prepared to extend full
on their respective roles and duties to drive the Thai capital market towards sustainability in line with the United Nations’ Sustainability Development Goals (SDG). The Initiative also aims to build
Economic and Social Commission for Asia and the Pacific (ESCAP) ในหัวข้อ "Towards Responsible Business Practices in ASEAN" โดยได้กล่าวถึงบทบาทของ ก.ล.ต. ในฐานะประธาน ASEAN Capital Markets Forum ในปี 2019
154.6 percent when compared to the year 2017 at 236.0 MB. Therefore, the Company would like to clarify the operating results as following essential information: Revenue In the year 2018, the Company and