Bangkok, 15 March 2017 - The SEC has suspended two securities investment consultants, {A} for failing to perform duties with deliberation as a professional, and {B} for performing duties or providing
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
company's management and monitoring on personnel systems did not comply with professional standards. In this regard, the SEC warned KPMG Phoomchai Business Advisory Ltd. to emphasize on compliance with
Thailand Re: Disclosure of Information and Other Acts or Listed Companies concerning the Acquisition and Disposal of Assets 8. Expectation: to receive engineering capability and know-how from experienced
, Indonesia and India markets experienced in 2019. For Malaysia market, although the TIV shown slightly improved from 2018, but it does not translate into a higher sales revenue mainly the increase was
, including experts and experienced persons in the bond market, namely (1) SEC Secretary-General, (2) Mrs. Pornanong Budsaratragoon, (3) Mrs. Pattera Dilokrungthirapop, (4) Mr. Arsa Indaravijaya, and (5) Mr
(IC) ตามลักษณะความซับซ้อนของตราสาร รวมทั้งกำหนดคุณสมบัติของ IC ให้มีความรู้ความเชี่ยวชาญที่สอดคล้องกับประเภทตราสารที่ขายด้วย นอกจากนี้ จะมีการเพิ่มจำนวน IC ที่มีคุณภาพ (experienced staff) เข้าสู่ระบบ
, in May 2017, that the estimated cost of PPC&PPE project was relatively different to the actual cost. That led to SRICHA experienced the net loss of 93.32 million Baht in the 2nd quarter of 2017
Trustee?? Open API : License Check License Check Licenses and https://secopendata.sec.or.th/Intermediaries/Professional