Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients, reporting and disclosure of any actions where conflicts of interest may arise and proprietary s...
personal use, and (3) redeeming investment units in the client’s mutual fund portfolios through the bank’s internet banking and transferring the fund from the unit redemption to her own banking account
In September 2025, the SEC received a total of 1,500 reports of suspicious instances and information requests from the public via the Investment Scam Hotline – almost doubled the number from August
The Securities and Exchange Commission (SEC), led by Miss Jomkwan Kongsakul, Deputy Secretary‑General, together with SEC executives, held discussions with the Association of Investment Management
In the current environment, investment scams have intensified, resulting in widespread financial losses to the public and posing a serious threat to the country’s social and economic stability. In
;">ที่ กลต.นธ.(ว) 31/2564 เรื่อง ขอเชิญเข้าร่วมอบ รม Overview on “ESG Integration Framework” for investment analysis ตามที่ สํานักงานคณะกรรมการกํา
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Facebook page "Amazon Investment ทางเลือกใหม่นักลงทุน" impersonates "PTT Oil and Retail business Plc." : Unlicensed securities and derivatives business (Disclosure Date : 30/04/2025)