client’s account by using the passbook and withdrawal slips signed in advance by the client and kept by Somchai, at an amount higher than the ordered amount. He then used the excessive amount for his own

securities companies. Any transactions not ordered by investors themselves should be rejected or an objection should be made immediately to prevent potential damage

Section 89/7 in conjunction with Section 281/2 of the same act. For further legal proceedings, the SEC has ordered Mr. Suphanan to make clarification in this matter by 21 July. With regards to the

Penal Code.Earlier, the SEC on March 16, 2012, had ordered GEN to rectify its financial statement 2011 due to the limitation on the auditor? examination by the company?s executives regarding the company?s

consider a repurchase scheme whereby the bid price would be higher than the market price. He then ordered another purchase of 8,000 JASH1H16 Futures contracts on 2 March 2016 before JAS disclosed the

? written authorization. She also arranged payments for traded securities ordered by other individuals. Moreover, the SEC found that Meaunchit had requested to transfer trading transactions to the company?s

specified in the Notification of the Capital Market Supervisory Board*. The SEC has therefore ordered the 18-month suspension on {A}'s capital market investment consultant approval, effective from 21 October

procedure or failed to pay fines as ordered by the Settlement Committee, the SEC therefore filed criminal complaint against them with the DSI for further legal proceedings.During the legal proceedings, {A} is

realization of the losses, the above four persons ordered or permitted or facilitated recording of account entries of overseas trade accounts payables lower than actual liabilities. In case of GSTEL, the said

, 2020, The Supreme court allowed the 1st and 3rd defendants to withdraw their petitions, dispose of the case from the Supreme court. In addition The Supreme court has ordered the Court of First Instance