total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise
asset management companies. Both notifications are to be published in the Royal Gazette.“Asset management companies wishing to establish these SSFs can submit draft applications to SEC consideration in
the Royal Gazette, respectively. Meanwhile, the Association of Investment Management Companies (AIMC) would prepare a notification of investment unit redemption systems, to be approved by SEC. This is
as follows: (1) waiver of the annual fee for small-sized listed companies and issuers of any securities other than shares, for example, debentures, derivatives warrants and real estate
’ objectives are to solve social problems, promote public benefits, and develop the community without focusing on making highest profits for shareholders, which are different from typical limited companies
, the Stock Exchange of Thailand, the Association of Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, the Thai Bankers Association and the
several organizations; for example, the Fiscal Policy Office (FPO), the Stock Exchange of Thailand (SET), the Association of Thai Securities Companies (ASCO), the Association of Investment Management
listed companies have become targets of tender offers each year. This accounts for approximately 2 percent of 712 listed companies with the total offering value of 1.36 billion baht per year or about 1
raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data
Currently, asset management companies have roles in reporting their portfolio outward foreign and derivatives of mutual funds and provident funds to both SEC and BOT on a monthly basis. In order