? to AI and the summarized significant features of securities (fact sheet) must specify that the product is allowed to offer to AI only. In addition, asset management company will be allowed to establish
corporate governance. Another key change to the assessment is the introduction of an independent validation in addition to the existing peer-review process. The enhancements are being introduced to strengthen
manipulative trading caused the TRAF share price to be inconsistent with the normal market conditions. In addition, Jantharapa, then an investor contact at KTB Securities, aided and abetted manipulative trading
strengthened on par with securities businesses in general. In addition, more emphasis will be given to the roles of executives responsible for finance and accounting. Information disclosure format will be
from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his
from successful pilot projects. In addition, exhibition areas showcased initiatives by the BOI, private sector partners, social entrepreneurs, and community organizations, providing participants with
, focusing on the development of digital technologies and digital infrastructure, including the growing trend of asset tokenization, which is reshaping market structures. In addition, participants exchanged
necessary to suspend subscriptions or redemptions of investment units.In addition, the SEC has reviewed and proposed principles to improve the criteria governing disclosure requirements for SRI Funds to
identified, securities companies must conduct Enhanced CDD and submit Suspicious Transaction Reports (STRs) to the Anti-Money Laundering Office (AMLO). In addition, stricter controls will be imposed on
customers increase and expanding a financial product line. In addition, in the third quarter of 2019, the Company recorded the other incomes from gain on sales of written-off receivables at the amount of 248