. ___________________ * With respect to the first case, Clause 31(1) and Clause 33(3) of the Notification No. Tor Lor Thor. 8/2557, as amended, and Clause 35(1) of the Notification No. Tor
regulations: Clause 1. In this Notification: (1) “Gold derivatives brokerage business” means derivatives business in the category of derivatives broker limited to gold derivatives. (2) “Gold business operator
regulations: Clause 1. In this Notification: (1) “Gold derivatives brokerage business” means derivatives business in the category of derivatives broker limited to gold derivatives. (2) “Gold business operator
hereby issues the following regulations: Clause 1. In this Notification: (1) “Gold derivatives brokerage business” means derivatives business in the category of derivatives broker limited to gold
back office service from service provider as follows: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. OrThor. 7/2546 Re: Guidelines and Conditions for Securities
to disclose minimum information in accordance with Table 1 annexed to Notification RE “Acquisition or Disposal of Asset”; and to submit letter declaring minimum information in accordance with Table 2
trade securities in the client's account without permission in order to achieve better performance. {A}'s actions are in violation of Clause 20(1) and 20(2) of the Notification of Capital Market
following regulations: Clause 1 This Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes
are major shareholders (No. 2), dated 4 April 2002, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the
(No. 2), dated 4 April 2002, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the Securities and Exchange