executive at any securities issuing company and securities company for 12 months each. The banning period shall begin from the date when each offender signs the letter of consent to comply with the civil

of any securities issuing company or securities company for 26 months, 9 months and 12 months, respectively. The banning period shall begin from the date when the offenders sign the letter of

receive the funds raised during subscription period. Therefore, the Capital Market Supervisory Board agreed to revise the rules on the debenture crowdfunding to exempt the previous All-or-Nothing rule and

at the allocation ratio of 1 existing share to 0.30 new share at the offer price of 0.12 baht. The subscription and payment period is set between 25 August 2020 and 4 September 2020.  W has made a

Nipa and Namthip, who were wife and daughter of Nam, sold KIAT shares to make profits as well as Kiatichai who sold the shares kept in a nominee’s account. In addition, during such period of share price

loans that ACAP secured from other persons which were at the rates of 4.40% – 8.00% per annum.  Furthermore, the lending period was not clear; there is a risk of default on the debt repayment; the use of

Board*. The SEC has therefore ordered a 10-year revocation of approval as a securities investment consultant. However, since the approval period has already ended, he is banned from re-entering as capital

), the shareholders should not  ratify this transaction because the agreement contains a condition  requiring GSTEL to appoint the Mahachai Group as its sole sales distributor for a period of five years

her from applying for a new approval as capital market business personnel for a period of 10 years, effective from 14 March 2019.Investors are advised to be careful and cast doubt on any solicitation

their duties as directors or executives of a securities issuing company and listed company during the period they are prosecuted. In addition, the criminal complaint by the SEC is only the beginning