/digitalasset Investor Alert enter search criteria Type of Action --- Not Specify --- Unlicensed securities and derivatives business Solicitation to invest in Ponzi scheme Unlicensed digital asset business

business governance of digital asset business operator https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=951 SEC proposes to specify “ digital asset custodial wallet provider” as a new digital asset

rules applicable to securities companies and derivatives business operators market in general.(3) To specify rules on NC maintenance to be applicable to the business operators which also operate the

) Digital tokens for fundraising related to sustainability, which the SEC will further specify related regulations. 

compliance or exploit investors ? and integrity of directors and executives who must not have any prohibited characteristics.? The proposed rules also specify the qualifications of ICO portals whose roles are

below the market price to be consistent with the aforesaid principles, which specify that “a share offering at a price lower than the market price” means a share offering at a price lower than any of the

Exchange Commission the power to issue and revoke securities business licenses as well as the power to approve additional types of securities businesses and specify paid-up registered capital thereof. These

. -Signature- (Vijit Supinit) Chairman The Securities and Exchange Commission Remark: The rationale for issuing this Notification is to prescribe rules on approval of an offer for sale of newly issued share

, consideration shall be given to the appropriateness and adequacy of the information to support investment decision making and the measures for investor protection. In this regard, the SEC Office may prescribe

Establishment of Risk Management System for Business Continuity of Intermediaries dated 21 October 2016 (“ Notification No. SorThor/Nor. 45/2559 ”) which specify on the rules for operation systems capable to