application or the offer for sale of the debt securities has the characteristics or structure in compliance with the rules or conditions for approval under this Notification, but certain facts lead to the
Exchange Commission No. SorThor/Nor. 12/2551 Re: Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators _____________ By virtue of: (1) The first
Office of the Securities and Exchange Commission No. SorThor/Nor. 12/2551 Re: Rules for Establishment of Risk Management System for Business Continuity of Derivatives Business Operators _____________ By
%3Alawandregulations&start=140&rows=10 141 - 150 of 151 results Sort by: Relevance Date (Newest) Date (Oldest) English (United States) NAV Additional rules for long term funds (LTFs) Additional rules for exchange traded
Exchange Commission hereby issues guidelines for such consideration and procedures as follows: Clause 1. In this Notification; “Fund supervisor” means the mutual fund supervisor; “Mutual fund” means any
issues guidelines for such consideration and procedures as follows: Clause 1. In this Notification; “Fund supervisor” means the mutual fund supervisor; “Mutual fund” means any closed-end fund and open-end
Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions, and Procedures for Establishment and Management of Infrastructure Fund, dated 10 January 2011, the SEC Office hereby issues the following
procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for
SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development