alternative, the SEC will revise the regulations to determine investment proportion in infrastructure fund?s investment units in line with risk diversification criteria applicable to other assets as follows:? A

are allowed to outsource without seeking for the SEC approval; they simply need to notify the SEC in advance, if the outsourcees are as follows;  (i) a financial institution, (ii) a subsidiary of the

Bangkok, October 31, 2014 ? The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong supervises

responsibilities.     Developed with style and simplicity in mind, the new website has been created under the theme ?S-E-C? - Strategic, Easy, and Comprehensive described as follows: S - Strategy: Data re

The action follows the revocation of Renaissance FMC’s securities business and derivatives business licenses due to conduct demonstrating a lack of credibility, operational readiness, and serious

products that are better aligned with investors’ risk profiles and investment needs.Accordingly, the SEC has issued notifications* to amend the relevant criteria, with the key details as follows:    1

aspects are summarized as follows:(1) Enhancing clarity in PFS disclosure requirements by stipulating that disclosures must be clear, transparent, and not misleading regarding the nature, type, risks, or

. Accordingly, the SEC is inviting public comments on the draft notifications relating to the criteria on the use of proceeds, with the key elements summarized as follows: (1) Amendments to the issuer eligibility

. 16/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the

transaction concerning the trade of TOG shares. 21/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of