, Dean of the Faculty of Law, Chulalongkorn University, Advisor of the working group, and Head of the project of business and human rights for business sector in the Thai capital market (Phase 1
companies and their affiliates, both in the Stock Exchange of Thailand (SET) and the Market for Alternative Investment (MAI) Ms. Ruenvadee Suwanmongkol, SEC Secretary-General said, “One of the SEC’s key
Sections 300, 306, and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) (as the case may be)*.As a result of the review of Mr. Nantawat’s audit work performed for the financial statements for
Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems
Custody of Assets of Clients by Securities Companies
Custody of Assets of Clients by Licensed Derivatives Brokers
Rules Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 2)
Rules Conditions and Procedures for Establishment and Management of Property and Loan Funds (No. 2)
Filing of Registration Statement for Offer for Sale of Securities (No. 6)
Issuance and Offering for Sale of Derivative Warrants (No. 2)