proceeding to comply with Paragraph 1, derivatives broker shall clearly specify in such deposit account or investment that the undertaking by derivatives broker is for client's benefit. In the case where the
auditing of the financial statements without the requirement to comply with other rules stipulated under this Notification: (1) being a foreign governmental agency who has the duty to perform financial audit
retail investors shall comply with the regulations in Clause 4; (2) an offer for sale of units of ASEAN Collective Investment Scheme to retail investors shall comply with the regulations in Clause 5; 2 (3
comply with Clause 8 to Clause 12. In the case where management company shall provide an operating system under paragraph one, such operating system shall have an approval from the Office before investing
performance shall comply with Clause 8 to Clause 12. In the case where management company shall provide an operating system under paragraph one, such operating system shall have an approval from the Office
, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such performance shall comply with Clause 8 to Clause 12. In the case where management company
activities of funds; (4) the administration and management of funds in any matter other than (3). Clause 3 In addition to this Notification, a management company shall comply with other notifications which
management company shall comply with other notifications which specify rules related to funds in the following matters: (1) the details of the fund project; (2) the stipulation of the commitment between the