Office’s approval is obtained. Clause 11. In cases where the liquidator fails to complete the liquidation within the period specified in Clause 10, the liquidator shall submit to the Office the request for
Notification. Clause 9 In cases where it appears to the SEC Office that any derivatives broker violates or fails to comply with this Notification or rules set out by the derivatives broker for compliance with
and supervise its employees to comply with this Notification and rules set out by the derivatives broker for compliance with this Notification. Clause 9 In cases where it appears to the SEC Office that
the matter seeking resolution, etc.; 6 (e) number of votes required for the resolution and the method of vote counting, including at least a provision to support the following cases: 1. requesting the
specify the symbol received by the company; or specify “n/a” in the following cases: 1.1 in the case where there is on survey result of the company 1.2 in the case
may outsource to a service provider under this Chapter are as follows except the cases under Paragraph 2: (1) management of client’s right and benefit; (2) risk management only if the outsource operator
84 The types of function which an intermediary may outsource to a service provider under this Chapter are as follows except the cases under Paragraph 2: (1) management of client’s right and benefit; (2
the borders open, international travel will continue to be strictly monitored and regulated to prevent outside cases of COVID-19 from entering the country. International travel will initially be for