1. The SEC Board has approved in principle the issuance of the Notification of the Securities and Exchange Commission regarding Exemption of Fees for Filing the Applications for
}: considering the level of her wrongful conduct, her status as an approved securities investment consultant should be revoked. However, since the said status had already expired on 31 December 2019. SEC
Bangkok, 16 September 2016 ? The National Legislative Assembly has approved the new amendments to the Securities and Exchange Act (SEA), which aim to enhance enforcement efficiency by amending the
4, 2017, resolved to approve the amendment to the resolutions of the Board of Directors’ Meeting No. 10/2017 regarding the said matters with details as follows: 1) Approved the amendment to the
three types: (1) Digital Asset Exchange; (2) Digital Asset Broker; and (3) Digital Asset Dealer. Those who intend to operate a digital asset business shall be approved by the Minister of Finance. Digital
hedge fund, to a foreign service provider who is legally permitted to operate investment management business for hedge funds (i.e., hedge fund manager/advisor) under the law of a foreign country wherein
regulations specified by SEC and that trustees are permitted to charge for expenses incurred in making copies of documents as required by the SEC. SEC has therefore drafted the rules and regulations on the
to invest in Libra investment token must be Libra Association’s members whose qualifications are very high. The general public are not permitted to invest in Libra investment token.; 2) Permission
loss; otherwise clients are not permitted to withdraw the remained money from the account, causing damages in millions of baht to some investors. The companies then seem to disappear but in fact remain