. Clause 3. In order to ensure that representatives shall render services with honesty and due care for the best interest of investors as well as provide appropriate and adequate information in line with
office. Clause 3. In order to ensure that representatives shall render services with honesty and due care for the best interest of investors as well as provide appropriate and adequate information in line
as provide appropriate and adequate information in line with standards of services of the management company, in appointing a representative under Clause 2, the management company shall proceed as
examine as requested. Clause 11 . In case where the Office sees appropriate, derivatives broker shall arrange for the Office of the Securities and Exchange Commission to examine an operation of service
derivatives broker to examine as requested. Clause 11. In case where the Office sees appropriate, derivatives broker shall arrange for the Office of the Securities and Exchange Commission to examine an
- derivatives broker to examine or inspect promptly, and also for the Office and auditor of derivatives broker to examine as requested. Clause 11. In case where the Office sees appropriate, derivatives broker
securities company. In case where the Office see appropriate, securities company shall arrange for the Office to examine an operation of service provider, in part that involves with the securities company
the Office and the guidelines provided by securities company. In case where the Office see appropriate, securities company shall arrange for the Office to examine an operation of service provider, in
submit any necessary document or report in the interest of the consideration of the derivatives broker ’s ability to maintain its net capital during such period as it deems appropriate. Clause 3 A