from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his
รายงานประจําปี 2564 กองทุนเปิด ทสิโก้ หุ้นไทยWell-Being (TISCO Thai Well-Being Equity Fund) สําหรับระยะเวลา 1 ปี ตั้งแต่วนัที่ 1 พฤษภาคม 2564 ถงึวนัที่ 30 เมษายน 2565 บริษทัหลกัทรัพย์จัดการกองทุน ทสิ
was THB 168 million from the appreciation of Thai Baht in comparison to other foreign currencies, leading to most gains being generated from conversions of loans and account payables in foreign
Extraordinary General Meeting of Shareholders No. 1/2018 consider and approve, at the price of Baht 0.031 per share, from being considered as an offering price at discount from the fair value, the Board of
investor [in Thailand]; (3) assigning a brokerage firm acting as an local representative responsible for selling, repurchasing and redeeming units in Thailand; (4) having a local representative, being [i] a
17. In this regard, the affiliated transaction, whether in the case specified in Clause 14, Clause 15, Clause 16, Clause 17 or any other case, shall comply with the following rules: (1) being
the following rules: (1) being transaction with the best execution for the fund or being vital and beneficial to the fund at that particular time; (2) being an at arm’s length transaction; and (3) in
determine the currency conversion, as well as the basis for that determination. 7. Where not all of the debt securities being offered are guaranteed, provide a statement for a non-guaranteed portion. B