SPV Act to provide the private sector clear guidelines for using future receivables for securitization;(2) Criteria, conditions, and procedures for disclosing information related to transfer of

misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by

. In addition, the SEC has recommended the ASCO to revise its KYC/CDD guidelines as well as propose the guidelines for securities transfer between clients so as to prevent fraudulent activities or

the transfer of such securities to the account; but found out that such securities were all transferred and sold by such client. {A} then asked other two friends, who were clients of other securities

opportunity to express our gratitude for the collaboration and contribution from the CMDF, the CMDF Digital Infrastructure Co., Ltd., the ThaiBMA, business operators including securities companies

with international standards.?  SEC Secretary-General and FAP President said on collaboration of this project that FAP will select the participants from potential auditors and audit firms yet to work in

Bangkok, December 22, 2014 ? The SEC and Bank of Thailand together with 24 nations agree to further strengthening collaboration in financial education to promote financial inclusion and literacy

SEC has initiated the establishment of the Taskforce, which is a collaboration between government agencies and private sector organizations, to jointly drive concrete measures for developing the Thai

the progress of initiatives under the APRC, including issues related to online harms and investor protection. There was a shared view on the importance of communication and collaboration with relevant

, stated: “The 2026 initiative marks the fourth consecutive year of implementation and reflects continued collaboration between the SEC and private‑sector stakeholders across the capital market ecosystem