Office may grant a waiver for an intermediary from complying with any rule under this Notification regarding communication with and providing services to clients on a case-by-case or temporary basis. In
guarantor for the transfer of the sale shares of RPV. BCPG will established BSE Power Holdings (Thailand) Company Limited (“BSE”) as a new subsidiary whereby BCPG will hold 100 percent of the total shares
on impairment in subsidiaries - Loss from disposal of assets 8 (Gain) loss on sale of investment (4) Provision for court case claim 1 Reversal of provisions from deferred debt restructuring difference
) review of suitability of (1). 2 In the case that the intermediaries have fully complied with the Guidelines under the first paragraph, the SEC Office shall consider that the intermediaries have already
) review of suitability of (1). In the case that the intermediaries have fully complied with the Guidelines under the first paragraph, the SEC Office shall consider that the intermediaries have already
least separate a staff who prepares client’s assets account from staff who keeps the client’s assets, and specify that the transfer of the client’s assets each time must be approved by an authorized
regulations under Chapter 7/1. Clause 4 In the case where there is a necessary and reasonable ground, the SEC Office may grant a waiver for an intermediary from complying with any rule under this Notification