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ASCO ได้จัดทำร่างแนวทางการปฏิบัติงานของผู้ประกอบธุรกิจที่ให้บริการซื้อขายตาม Portfolio Advisory หรือ Program Trading โดยความเห็นชอบของสำนักงาน จะทำให้ผู้ประกอบธุรกิจทุกประเภทต้องปฏิบัติตาม

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=550

SEC requests the public prosecutor to file a lawsuit against an offender in the Civil Court for insider trading of AQUA shares

against Mr. Pakorn in the Civil Court, seeking the imposition of civil sanctions requiring him to pay a total amount of 26,888,036.48 baht plus interest, together with a suspension from trading securities

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12636

SEC requests the public prosecutor to file a lawsuit against an offender in the Civil Court for manipulating the price or trading volume of MSC shares

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of MSC shares. The sanctions include a total

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12697

SEC requests public prosecutor to file a civil lawsuit against an offender in the Civil Court for manipulating the price or trading volume of RPC shares

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of RPC shares. The sanctions include a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12614

SEC imposes civil sanction on an offender for placing selling orders of JMT shares in such a way that misleads other persons regarding the price or volume of securities trading

examination revealed that on 12 July 2023 (one business day), the aforementioned JMT selling orders originated from BBLAM’s trading account, executed through Citicorp Securities (Thailand) Limited. At the time

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12027

Investor Alert : Facebook page "บริษัทออโรร่าดีไซน์-ตลาดหลักทรัพย์" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora

Facebook page "บริษัทออโรร่าดีไซน์-ตลาดหลักทรัพย์" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1999&CaseYY=2567

SEC Thailand’s Public Hearing on revision to rules on acceptance of trading orders of capital market products from home (Work From Home) under new normal for securities companies and derivatives

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=716