of doubt, the eligible fund types under paragraph 7(a) of this circular also include funds of (i) listed real estate investment trusts; (ii) listed property funds; (iii) listed infrastructure funds, or
reference. 2 Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and
reference. Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and
current financial assets – Unit trust decreased by 319.5 MB, representing a decrease of 44.4% because in Q1-2022, the Company had sold unit trust in open-end fixed income funds. -4- Trade and other
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)