information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
annual report did not comply with the notification of the Capital Market Supervisory Board. The rectified information was later submitted to the SEC Office on June 2, 2016. SEC Act S.56 and 199
disclose the service quality information on Zipmex's website within the specified period in accordance with the notification. This case is under consideration of the public prosecutor. DAB Act S.30
Mr. Piyamat Notee Mr. Piyamat Notee engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented himself as offering such
Miss Natcha Rungkassattra Miss Natcha Rungkassattra engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented herself
Miss Taksaporn Kajornpap Miss Taksaporn Kajornpap engaged in providing Worldcoin (WLD) trading service, disseminated related information in Thai via the social media channel, and presented herself as
Mr. Nuttawut Teawsomboonkij Mr. Nuttawut Teawsomboonkij, who was a shareholder of TFG holding in excess of five percent (5%) of the registered capital, knew or had material information that was
No. OrThor/Nor. 5/2547 Re: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the