personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU licensee and derivatives broker appoint at least a compliance officer with specified qualifications.The

Bangkok, October 4, 2011 ? The Cabinet resolves to appoint Mr. Vorapol Socatiyanurak to serve as SEC Secretary-General, effective today. Mr. Vorapol Socatiyanurak, aged 56, graduated with a Bachelor

2. แนวทางการย่ืนเอกสารหลักฐานและขอมูลการเสนอขายตราสารหนี ้: 2.4 หุนกูท่ีเสนอขายตอผูลงทุนในตางประเทศ ภายใน 15 วันนับแต ส้ินเดือนที่เสนอขาย ไถถอน/ใชสิทธิ รายงานการไถถอน/ใชสิทธิ Online+P

customer; “Office” means the Office of the Securities and Exchange Commission. Clause 2 . A management company shall appoint a natural person or a juristic person as its representative pursuant to the

Investment Units and Marketing Representatives of Private Funds (No. 2) dated 30 June 2005. Clause 2.34 A management company shall appoint a natural person or a juristic person as its representative pursuant

Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (No. 2) dated 30 June 2005. Clause 2.34 A management company shall appoint a natural person or

The Securities and Exchange Commission (SEC) organized a virtual training session on “Ethical and Moral Standards of the SEC Staff and the Building of Trust and Confidence in the SEC”. The online

of Digital Economy and Society (MDES), the meeting also discussed guidelines on resolving problems of fake Facebook pages luring people into investment scams. Currently, investment scams and online

, the SEC Tower, Vibhavadi-Rangsit Road, Bangkok. For more details and online registration, please visit http://www.sec.or.th/TH/Pages/fintech/fintech.aspx. 

Mr. Atthakrit Chimplapibul Mr. Atthakrit Chimplapibul, a Chairman of the digital asset listing committee of Bitkub Online Company Limited ("BO"), was responsible for the listing of digital