for investments through allegedly over-the-counter trading. The public should be cautious against online investment solicitations and thoroughly verify information before investing. When in doubt, do
is using the online service; 2. the management company has an operating system to verify the identity of the investor; (d) security system for customer information and other important information
between the investor and the investor contact person when the investor is using the online service; 2. the management company has an operating system to verify the identity of the investor; (d) security
client’s true identity (client identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s identity using reliable sources
identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s identity using reliable sources of information (client verification
following:- (1) identify the client’s true identity (client identification), including the identity of the ultimate beneficial owner and the controlling person of the transactions; (2) verify the client’s
Resolutions according to the Connected Transactions in the Company (Real Estate Rental) 22/03/2021 17:08 Announces a Connected Transaction (To lease the office space in one year contract) 24/03/2020 17:05 To
Bangkok, January 21, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of OSK Securities (Thailand) PLC, for not taping her investment advice and client's
Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a
นำส่งแบบ 56-1 One Report ประจำปี 2565 ภายในระยะเวลาที่คณะกรรมการกำกับตลาดทุนประกาศกำหนด ไม่สั่งการหรือไม่กระทำการอันเป็นหน้าที่ที่ต้องกระทำ จึงต้องรับผิดกรณี SABUY จัดทำและนำส่งแบบ 56-1 One Report