client?s behalf and failure to keep complete record of securities trading orders were in violation of the Notifications concerning personnel in the capital market*, the SEC therefore suspended {A} from his
performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended
securities trading was made from the client and seeking benefits from client during performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the
amended) (the “Acquisition and Disposal Notifications”). The value of the Entire Business Transfer Transaction of not more than Baht 14,500 million combined with the estimated additional capital investment
., Ltd. for 12.50% The directors who have conflict of interest did not join and vote for this agenda. Total size of related party transactions during the past six-month periods Overall, total size of
qualifications. The Notifications* specifying the amended regulations have been published in the Government Gazette and have become effective since 16 August 2024. Remarks: * 1. Notification of the
required to meet and maintain financial qualifications. The Notifications* specifying the amended regulations have been published in the Government Gazette and have become effective since 16
. Additionally, the capital reduction must not violate any laws, regulations, or relevant accounting standards.The notifications of governing regulations** have been published in the Government Gazette on 12 June
warnings regarding client asset keeping on their websites and applications.The SEC views that digital asset investors should receive notifications in order to be aware of and able to use or store their
Following the issuance of the notifications relating to establishing SSF listed securities and the notification on waiving application and registration fees on 13 March 2020, SEC today met with