Section 8, Section 54, Section 55, Section 56 and Section 57 of the Trust for Transactions in Capital Market Act B.E. 2550 (2007) which contain certain provisions relating to the restriction of rights and
____________________ By virtue of Section 9 and Section 15 of the Trust for Transactions in the Capital Market Act B.E. 2550 (2007), which contain certain provisions relating to restriction of rights and liberties of
Board on the Offering of Units of Infrastructure Trusts; “related person” means the related person under the Notification of the Capital Market Supervisory Board on Related Party Transactions; “capital
transactions; (b) presenting capital market products or services suitable for clients based on the results of the clients’ suitability test and recommended asset allocation; (c) distributing documents for
procedure for verifying clients’ authentication suitably and reliably to ensure that the investments or transactions related to capital market products have been executed by the clients or their assigned
depositary receipts falls within the limit prescribed by the Bank of Thailand for the control of capital market transactions related to foreign currencies. Clause 22 The approved person shall prepare and
market transactions related to foreign currency. 3 Chapter 2 Language Used in Submission of Information or Document __________________ Clause 5 The submission of information or document to the SEC Office
), and, Clause 2 of the Notification of the Securities and Exchange Commission Kor Ror. 4/2558 Re: Eligible Capital Market Transactions for the Creation of a Trust (No. 3) dated 9 April 2015, the Capital
hereto shall base upon the violation of the law on securities and exchange, the law on derivatives, or the law on trust for transactions in capital market as specified in the Appendix attached hereto; or