following rules: (1) dealing with customer and customer service: (a) having procedures and methods to know the customer and understand the customer’s investment objective restriction in order to obtain
objective restriction in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset
In case the customer files a complaint to the SEC Office which delivers the complaint to a derivatives broker, the derivatives broker shall report the results to the Office within thirty days from the
. 2561 (2018), which has become https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7037 SEC files a criminal complaint against Binance for operating digital asset business without license response but
fund, infrastructure fund), or real estate https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5306 SEC files a criminal complaint against former director and CEO of Zipmex for making false statements
), which has become https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7037 SEC files a criminal complaint against Binance for operating digital asset business without license response but Binance failed
on the Digital Asset Businesses B.E. 2561 (2018), which has become https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7037 SEC files a criminal complaint against Binance for operating digital asset