related business (Section 22) Other related business Licensing / Registered Capital / Fees Business Conduct Securities Lending / Credit Balance (Section 102) Protection of Customer Assets (Section 98(3
Subject to Provisions on Public Offering of Securities shall file an application for such examination together with the following documents and evidence: (1) Documents on establishment of foreign ETF as
segments, we focus on creating innovations and managing financial products, as well as reinforcing our sales and service quality excellence, with greater consideration of consumer protection in order to
(privacy and protection of personally identifiable information) [อ้างอิงจากข้อ 14.1 แนวทางปฏิบัติข้อ 4] 4 2.3 การควบคุมดูแลบุคลากรผู้ปฏิบัติงาน (1) การควบคุมการใช้งานของผู้ใช้งาน (end user) เช่น - ข้อก าหน