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on another overseas exchange simultaneously or in proximate period, on the condition that equity trading volume on such oversea exchange is higher than that on the SET. In addition, the overseas

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5502

SEC imposes civil sanction on an offender for placing selling orders of JMT shares in such a way that misleads other persons regarding the price or volume of securities trading

examination revealed that on 12 July 2023 (one business day), the aforementioned JMT selling orders originated from BBLAM’s trading account, executed through Citicorp Securities (Thailand) Limited. At the time

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12027

SEC Thailand’s Public Hearing on revision to rules on acceptance of trading orders of capital market products from home (Work From Home) under new normal for securities companies and derivatives

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=716

SEC announces public hearing on (1) rules for applying for the license of securities trading center, clearing house, and securities depository center and (2) rules for applying for the license of

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=921

Investor Alert : Facebook page "บริษัทออโรร่าดีไซน์-ตลาดหลักทรัพย์" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora

Facebook page "บริษัทออโรร่าดีไซน์-ตลาดหลักทรัพย์" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1999&CaseYY=2567

Mutual Fund Prospectus - B-EQUITY : Bualuang Equity Fund

BBL ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 01/11/2004 - 09/11/2004

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0570&PYR=2547

SEC introduces private equity trust

Bangkok, February 25, 2014 ? The SEC Board approved private equity (PE) structured as trust or ?PE trust? to promote PE development, increase more fund raising channels for businesses and encourage

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5290

trading) ด้วยตนเอง)

จัดการลงทุนเพื่อให้ได้มาซึ่งทรัพย์สินของบริษัทจัดการ (proprietary trading) ด้วยตนเอง) ตามที่สำนักงานได้ออกแนวทางปฏิบัติเกี่ยวกับระบบงานในการป้องกันการกระทำที่อาจก่อ

http://law.sec.or.th/content/2737/4798/1#4798

(Excessive Trading Policy)

ประเทศ เฉพาะที่เป็น feeder fund และ fund of fundsและนโยบายในการป้องกันผู้ลงทุนซื้อขายหน่วยลงทุนถี่เกินไป (Excessive Trading Policy) ตามที่สมาคมบริษัทจัดการลงทุน (“สมาคม&rdquo

http://law.sec.or.th/content/2893/4950/1#4950

SEC Thailand and SECC sign MOU to strengthen capital market cooperation on cross-border equity offering and issuance of depositary receipt

intention to promote and support the successful implementation of cross-border equity offering and depositary receipt (DR) and serves as another important milestone to reflect the strong relationship

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7677