misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by
. In addition, the SEC has recommended the ASCO to revise its KYC/CDD guidelines as well as propose the guidelines for securities transfer between clients so as to prevent fraudulent activities or
the transfer of such securities to the account; but found out that such securities were all transferred and sold by such client. {A} then asked other two friends, who were clients of other securities
KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED KIATTANA TRANSPORT PUBLIC COMPANY LIMITED KIJCHAROEN ENGINEERING ELECTRIC PUBLIC COMPANY LIMITED KING GEN PUBLIC COMPANY LIMITED KINGSMEN C.M.T.I. PUBLIC COMPANY