have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment
the auditors, it is deemed to be applicable to property fund, infrastructure fund, real estate investment trusts and infrastructure trusts as well.
SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as follows: (1) Implement a policy on fintech application at board or executives level ; (2) ...
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับองค์การสหประชาชาติ (UN) Principles for Responsible Investment (PRI) และ Asia Investor Group on Climate Change (AIGCC) ร่วมจัดงาน
2023, to create confidence among Islamic investors that investing in Islamic mutual funds is consistent with the principles of Islam and is an alternative for savings. Investment in Islamic RMFs or SSFs
Investment Initiative (FII) in Riyadh, the Kingdom of Saudi Arabia, to exchange views and opinions on digital asset developments with business leaders in the field, namely Sam Blatteis, Co-Founder & CEO of The
Future Investment Initiative Institute invited SEC Secretary-General to exchange views and opinions on digital asset developments with business leaders in the field, namely Sam Blatteis, Co-Founder
Bangkok, 3 August 2023 – SEC has ordered a revocation of an investment consultant approval on Mr. Teerasak Tipboonsri for 10 years for failure to perform duties with loyalty, misappropriating