documents, reports and accounts. His actions were therefore also deemed in contravention of Section 312 of the SEA. In this case, the SEC also found that the company secretary at that time responsible for
“Responsible Business Conduct: Respecting Human Rights through Due Diligence and Way Forward” โดยนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวต้อนรับและกล่าวถึงความเป็นมา และผู้ช่วยศาสตราจารย์ ดร.ปารีณา ศรี
ตราสารหนี้ส่งเสริมความยั่งยืนอาเซียน (ASEAN sustainability-linked bond) และมาตรฐานกองทุนรวมเพื่อความยั่งยืน (ASEAN sustainable and responsible fund standard: SRFS) ซึ่งเป็นหนึ่งในแผนงานสำคัญภายใต้แผนระยะ
Bangkok, October 7, 2015 ? The Criminal Court sentenced Ratchasak Susewi, former executive of POWER-P Plc. (POWER) responsible for the company operation, for corporate fraud. Ratchasak permitted
permit investment consultants to make securities trading on their behalves. While investment consultant has the duty only to provide investors with investment advice or planning, investors are responsible
units responsible for the internal audit. - Review the risk assessment and risk management systems to oversee that they are appropriate, adequate and efficient. - Review business operating procedures to
operation, reputation, position and results of operation of the intermediaries. “ manager ” means a person who is designated by the board of directors of intermediaries to be the highest responsible
mean any person holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on
holding equivalent position called otherwise and such person shall be responsible for a line of work relating to provision of securities services, securities operation or research on securities or capital