. In addition, the SEC proposes to repeal the requirement for foreign auditors of equity issuers to be affiliated with audit firms in the same group as Thai auditors and to specify no provisions
holding other company?s stocks ("holding company"). The amended regulations specify that holding company must hold shares in its subsidiaries that are categorized as its core business (either established in
later informed his client of the trading orders already submitted. The client did not specify securities, amount and price but accepted the transactions. Making securities trading decisions on behalf of
specify mutual fund?s NAV based on fair price, none of asset management company has done so owing to the fact that no one is certain as to which price could be appropriate, revealed SEC Secretary-General
, particularly transaction payment rules that specify direct payments to securities firms only, and in case of check payments, they must be endorsed to the securities companies. Transferring money to personal bank
. In essence, the governing regulations specify that: (1) The fund must be a closed-end fund with no less than 2 billion baht registered capital; (2) The fund may invest directly in the assets of
procedures in considering to report a suspicious transaction. Clause 20. Securities company may prescribe that a transaction with the following nature or other similar transactions be a suspicious transaction
transactions; (3) arrange to have proper procedures in considering to report a suspicious transaction. Clause 20. Securities company may prescribe that a transaction with the following nature or other similar
detect suspicious transactions; (3) arrange to have proper procedures in considering to report a suspicious transaction. Clause 20. Securities company may prescribe that a transaction with the following
person assigned by the Chief Executive Officer to determine, prescribe, modify, and amend the rules, conditions and other details that are necessary and appropriate in connection with the land purchase