draft regulations on the business governance of digital asset business operator https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=951 SEC proposes to specify “ digital asset custodial wallet provider
/digitalasset Investor Alert enter search criteria Type of Action --- Not Specify --- Unlicensed securities and derivatives business Solicitation to invest in Ponzi scheme Unlicensed digital asset business
business governance of digital asset business operator https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=951 SEC proposes to specify “ digital asset custodial wallet provider” as a new digital asset
) Digital tokens for fundraising related to sustainability, which the SEC will further specify related regulations.
compliance or exploit investors ? and integrity of directors and executives who must not have any prohibited characteristics.? The proposed rules also specify the qualifications of ICO portals whose roles are
below the market price to be consistent with the aforesaid principles, which specify that “a share offering at a price lower than the market price” means a share offering at a price lower than any of the
Exchange Commission the power to issue and revoke securities business licenses as well as the power to approve additional types of securities businesses and specify paid-up registered capital thereof. These
procedures and set timeframes for derivatives clearing and settlement, and clearly define the timing of settlement finality in the relevant rules; (3) establish clear procedures and methods for events of
Establishment of Risk Management System for Business Continuity of Intermediaries dated 21 October 2016 (“ Notification No. SorThor/Nor. 45/2559 ”) which specify on the rules for operation systems capable to
Management System for Business Continuity of Intermediaries dated 21 October 2016 (“Notification No. SorThor/Nor. 45/2559”) which specify on the rules for operation systems capable to support business