position of director or executive of any securities issuing company or listed company* for one year. ______________________ * Pursuant to the Notification of the Securities and Exchange Commission No
civil sanction, the SEC banned Jajjai from holding the position of director or executive of any securities issuing company or listed company* for one year. ______________________ * Pursuant to the
SEC banned Sittichai from holding the position of director or executive at any securities issuing company and listed company* for three years. In addition, as a result of the civil sanction, the other
position as the company secretary of RASA responsible for the organization of the board of directors? meetings. On the following day, she purchased 120,000 RASA shares through Panadda?s trading account
person?s directorship and executive position at a publicly held company in accordance with Sections 89/4 and 89/6 of the SEA. In this regard, the SEC will not maintain Suthisak?s name on the Executive
been disclosed to the public or so called inside information or non-public information, a person who has access to such information by virtue or his/her office or position must absolutely abstain from
assessments which show that publicly listed Thai firms have efficiently met the ASEAN standards in the area of CG implementation and maintained the leading position in the region for the past three consecutive
. In the case of Surasak, the evidence presented a ground to believe that he had known of the facts concerning such joint venture by virtue of his position as an audit committee member and independent
themselves in an unfavorable position, for example, the employers going out of business, the new employers not having a PVD privilege, or the former employers limiting the retention period for the PVD benefits
trading to the client. She also had the trader's name card made under the company's name and position of marketing officer, misleading the client to believe that such trader was an SEC approved investor