Currently, the IPO regulations specify that an IPO applicant shall not get involved in any illegal business without specifically defining the term. Thus, the term can be broadly interpreted and may

IOSCO Principles;(2) To revise the regulations for applying for and granting of securities registrar license: The proposed amendments specify and improve the qualifications including capital

market in general.(3) To specify rules on NC maintenance to be applicable to the business operators which also operate the digital asset business and to allow the qualified digital assets to be included

-loss limit shall be fixed in order to allow the service providers and clients to jointly specify action to be carried out when it reaches the stop-loss limit.  In addition, the business operators shall

. In addition, the SEC proposes to repeal the requirement for foreign auditors of equity issuers to be affiliated with audit firms in the same group as Thai auditors and to specify no provisions

holding other company?s stocks ("holding company"). The amended regulations specify that holding company must hold shares in its subsidiaries that are categorized as its core business (either established in

later informed his client of the trading orders already submitted. The client did not specify securities, amount and price but accepted the transactions. Making securities trading decisions on behalf of

specify mutual fund?s NAV based on fair price, none of asset management company has done so owing to the fact that no one is certain as to which price could be appropriate, revealed SEC Secretary-General

, particularly transaction payment rules that specify direct payments to securities firms only, and in case of check payments, they must be endorsed to the securities companies. Transferring money to personal bank

. In essence, the governing regulations specify that:   (1) The fund must be a closed-end fund with no less than 2 billion baht registered capital; (2) The fund may invest directly in the assets of