notification of the SEC with the https://publish.sec.or.th/nrs/3084pe.doc .. loss in derivatives position and the balance amount of the margin of customer marked to market; (4) The amount and type of property to
consideration of further legal action. This criminal complaint has resulted in the persons liable to have untrustworthy characteristics and therefore unable to hold a position as a director or executive in
example, the necessity behind the sale of such assets, the company’s liquidity position, the availability of adequate funds for debt repayment, and future action plans related to the sale of the
: - SEC News No. 227/2023: “SEC orders Zipmex to rectify its net capital position andact in the best interest of clients,” released on 25 November 2023 - SEC News No. 13/2024: “SECinstructs
transaction and negotiate with Kitti on three alternative approaches, as follows: 1. Inviting Kitti to resume his position as an NCL employee, which will not resolve the inconsistency of business management
as working capital for business operation. The Board of Directors and the Audit Committee of HYDRO opine that the PP transaction will contribute to the company’s robust financial position
be associated with business operators' license and thus may have a risk that affects business operators' financial position or service system as well as investors’ benefits and confidence in the
make it more in line with the cash position of the fund/trust by permitting additional items such as overdue receivables from rent and services to be adjusted to the net income of the fund before
the investigative expenses, (4) ban the holding of director or executive position at any issuing company or securities company for twice the duration specified by the Civil Sanction Committee, and (5
have untrustworthy characteristics of director and executive of securities issuing companies and listed companies.* SEC will take this matter into consideration when such persons take the position of