primary market offerings and secondary market trading. To achieve this, the SEC is reducing the NC requirements imposed on digital asset businesses for risks associated with asset custody (custody risk
debt securities issuers and the total fundraising size in the bond market, defaults or requests for maturity extensions are significant factors that impact investor confidence in bond investment. In
the bond market, the relevant ministerial regulations would be repealed and instead the foreign issuer of baht bonds would be required to file an application for approval of offer for sale of baht bonds
Market Supervisory Board* applied to the property funds, to lay down a practical guideline for consistent and transparent practices of the business operators, taking into account practicality without
security pitfalls previously causing IT incidents in the capital market, and (4) the updated IT rules and guidelines issued by other regulators in the financial sector. The intended outcome is to accomplish
clarifications to the assessor in the same sessions as well as submitting empirical evidence and answering the assessor’s inquiries. “Protecting investors in the capital market is one of our most important
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ในฐานะประธานคณะทำงาน Digital Infrastructure for Capital Market ซึ่ง ก.ล.ต. จัดตั้งขึ้นตามโครงการแนวทาง
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program
must be reported and the procedures for obtaining facts relating to such circumstances shall be in accordance with the Notification of the Capital Market Supervisory Board
Principles for Financial Market Infrastructure (PFMI) สำหรับการประเมินตาม IOSCO Principles นั้น ตลาดทุนไทยเป็นประเทศแรก ๆ ที่ได้รับการประเมินตามมาตรฐานใหม่ ซึ่งได้ถูกพัฒนาเพื่อให้หน่วยงานกำกับดูแลด้านตลาดทุน