Section 58 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), the SEC has instructed NUSA to clarify the following matters: 1. The action plan for NUSA to support liquidity or the ability to repay
appropriateness; (2) Adjusting the haircut rates for certain types of securities concerning position risk*** and specifying appropriate haircut rates for position risk of stocks traded on LiVE Exchange and
affect the shareholders’ rights, benefits and decisions significantly, the SEC, by virtue of Section 58 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), has ordered OTO’s BOD to make
collateral for derivatives positions traded on an organized exchange is not less than the specified ratio.
ensure that investors receive necessary and useful information for making decisions on digital token investments." ______________________Remark: * Notification of the Securities and Exchange Commission No
compliance with the Securities and Exchange Act B.E. 2535 (1992) and the Public Limited Companies Act B.E. 2535 (1992). These laws mandate the duty performance with responsibility, due care, and integrity as
liable to the offenses under the Securities and Exchange Act B.E. 2535 (1992)(SEA), as summarized below: 1. Concealing material facts regarding the interim dividend payment before the IPO, which should
investment products that are suitable for them. Moreover, convenience will be provided to investors, such as contacting an oversea business operator and foreign currency exchange and transferring for the
of the said order, EARTH was deemed to have concealed material facts which should have been stated to investors. On 7 February 2019, EARTH disclosed via the Stock Exchange of Thailand (SET) the
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าพบหารือกับ H.E. Mr. Sou Socheat, Director General of Securities and Exchange Commission of