certified the information in such reports. (5) Prepare a report on preventive measures against incorrect unit price and submit such report, together with copies of the retrospective price correction report
the fund supervisor has certified the information in such reports. (5) Prepare a report on preventive measures against incorrect unit price and submit such report, together with copies of the
to be open on different hours or close on different days. Therefore, in order to clarify rules on granting permission to a management company to establish a branch office together with serving
intends to share the branch manager with other full-service branch offices such securities company shall submit the application together with document evidence showing the details of management plan and
offices such securities company shall submit the application together with document evidence showing the details of management plan and supervision of the operation of the full-service branch offices
broker intends to share the branch manager with other full-service branch offices such derivatives broker shall submit the application together with document evidence showing the details of plans for