”) securities which caused his aggregate holding of NOK shares reached or passed five percent of the total number of voting rights of NOK within the period specified in the notification of the Capital Market

failure to prepare and submit the defaults in Bill of Exchange, incident which affects or is likely to affect the rights and interests of securities holders or the decision-making on investment or the

within the period specified in the notification of the Capital Market Supervisory Board after he acquired or disposed NEWS shares (on May 26 - 27, 2014) which caused his aggregate holding of NEWS shares

Mrs. Chamaiporn Yongvongphaiboon On November 9, 2016 Mrs. Chamaiporn Yongvongpaiboon acquired of Permsin Steel Works Public Company Limited (PERM) shares held by her nominees which caused her

Mr.Pongsak Lothongkam On December 7,2017 Mr.Pongsak Lothongkam acquired of SVI Public Company Limited (SVI) shares held by Eagle Mount Asia Equities Limited which caused his aggregate holding of

for sale of newly issued securities in the category of debentures (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a

for sale of newly issued securities in the category of shares (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a duty

and Exchange Commission, resulted from the instruction or the failure to give instruction which is a duty required to be performed. DAB Act S.94 Settlement Committee Meeting No. 2/2024 Settlement

instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 10/2024 Settlement Committee Order No. 110/2024

from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2025 Settlement Committee