account owner.The SEC and RHB OSK found that {A} took securities trading orders from a client using an alias through chat program. The client also sent securities trading orders on behalf of other 12

illustrating making trading decision before client acknowledgement. The client then acknowledged the transactions without any objection and made payment completely.  {A}'s actions were deemed using client

STP&I Plc. (STPI)?s shares using inside information. With the referral from the Stock Exchange of Thailand (SET), the SEC investigation revealed that Choavalit, Yanyong and Ziriwat had purchased STPI

. {C}, an investor contact of Kiatnakin Securities Co., Ltd., is suspended for three months for using a client's trading account to trade FOCUS shares for herself in contravention of the SEC regulations

Bangkok, November 27, 2013 - The SEC revealed that the Settlement Committee imposed a total fine of 10,488,534.01 baht on {A} for using inside information to purchase {X1} Plc. shares; as well as {B

public and investors are advised to exercise caution when using services from digital asset business operators who are not licensed under Thai law or regulated by the SEC as they will not receive legal

by using 8 securities trading accounts: Mr. Atthavut’s 2 securities accounts Mrs. Sujeera’s 3 securities accounts, and Miss Pilaipit Asawasuwan’s 3 securities accounts. In this regard, Mr. Atthavut and

by using 8 securities trading accounts: Mrs. Sujeera’s 3 securities accounts, Mr. Atthavut’s 2 securities accounts, and Miss Pilaipit Asawasuwan’s 3 securities accounts. In this regard, Mrs. Sujeera

other persons by using negative material non- public information concerning BLA’s operating net profit decrease in Q2/2014 of 168.79 million baht which significantly fell from the operating net profit of

SRICHA shares in an amount of 225,700 shares by using Mr. Saranyu Yingyongkitmongkol's securities trading account, prior to the disclosure of the inside information to the public on 15 August 2017 (at